Talbot Capital Ltd

• Principal Place of Business

  First Floor, Nicholas House

  3 Laurence Pountney Hill

  London

  EC4R 0EU

  UNITED KINGDOM

  Phone

  +442039830660

  Web

  https://www.talbotcapital.co.uk

• Complaints Contact

  1st Floor, Nicholas House

  3 Laurence Pountney Hill

  London

  EC4R 0EU

  UNITED KINGDOM

  Phone

  +442039830660

• Private Fund Guardian

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  • · The firm can perform only the depositary functions specified

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · The firm must not conduct any designated investment business with retail clients other than corporate finance business
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Dane Phillips

  IRN DXP01794

  • CF30 Customer (20 Nov 2020 to 31 Mar 2025)
  • CF1 Director (AR) (20 Nov 2020 to 31 Mar 2025)
• Daniel Adam Barrett

  IRN DXB02561

  • CF30 Customer (17 Sep 2015 to 18 May 2016)
• Daniel Baxter Clague

  IRN DBC01021

  • CF30 Customer (10 Jul 2015 to 21 Apr 2016)
• Daniel Kessler

  IRN DXK01274

  • CF1 Director (AR) (5 May 2009 to 31 Jul 2009)
• David Cunningham

  IRN DAC01139

  • CF30 Customer (6 Jul 2021 to 7 Nov 2022)
• David Frodsham

  IRN DXF01637

  • CF30 Customer (4 Jul 2018 to 28 Feb 2019)
  • CF4 Partner (AR) (4 Jul 2018 to 28 Feb 2019)
• David Mandiya

  IRN DXM01824

  • CF30 Customer (13 Apr 2017 to 21 Dec 2018)
  • CF4 Partner (AR) (12 Apr 2017 to 21 Dec 2018)
• Declan Patrick McEvoy

  IRN DPM01088

  • CF30 Customer (16 Jun 2015 to 18 May 2017)
  • CF1 Director (AR) (16 Jun 2015 to 18 May 2017)
• Deepak Kumar Jassal

  IRN DLJ01046

  • CF30 Customer (21 Apr 2022 to 29 Dec 2025)
  • CF1 Director (AR) (21 Apr 2022 to 29 Dec 2025)
• Dominic Gamble

  IRN DXG01275

  • CF30 Customer (28 Sep 2012 to 24 Jan 2017)
  • CF1 Director (AR) (28 Sep 2012 to 24 Jan 2017)

• Libertas Capital Partners Limited (no longer appointed)

  FRN 562713 · Appointed 22 Aug 2011 · Until 20 Apr 2012

• Lancelot Capital Ltd (no longer appointed)

  FRN 544153 · Appointed 24 Mar 2011 · Until 31 May 2013

• Aravis Partners LLP (no longer appointed)

  FRN 525748 · Appointed 25 Aug 2010 · Until 17 Nov 2010

• Holland Advisors LLP (no longer appointed)

  FRN 507545 · Appointed 29 Sep 2009 · Until 30 Jun 2010

• Truestone Capital Ltd (no longer appointed)

  FRN 504861 · Appointed 11 Aug 2009 · Until 8 Jul 2015

• Met Asset Management Ltd (no longer appointed)

  FRN 482746 · Appointed 1 May 2009 · Until 31 Jul 2009

No changes recorded yet.