Talbot Capital Ltd

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FRN: 489839
Date authorised: 1 April 2013
Companies House: 06736536
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

First Floor, Nicholas House

3 Laurence Pountney Hill

London

EC4R 0EU

UNITED KINGDOM

Phone

+442039830660

Web

https://www.talbotcapital.co.uk
Complaints Contact

1st Floor, Nicholas House

3 Laurence Pountney Hill

London

EC4R 0EU

UNITED KINGDOM

Phone

+442039830660

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Private Fund Guardian
Show 1 limitation Hide limitations
- · The firm can perform only the depositary functions specified
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · The firm must not conduct any designated investment business with retail clients other than corporate finance business
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

. Cambridge International Securities Ltd
IRN XXC01255
- CF4 Partner (AR) (21 Mar 2013 to 6 Jun 2025)
. H N Finance Limited
IRN XXH01108
- CF4 Partner (AR) (22 Apr 2013 to 6 Jun 2025)
Adam Charles Knight
IRN ACK01052
- CF1 Director (AR) (24 Sep 2015 to 21 Dec 2015)
- CF30 Customer (24 Sep 2015 to 21 Dec 2015)
Alan Daniel Roggen
IRN AXR01670
- CF30 Customer (4 Nov 2011 to 17 Aug 2013)
Alan Thomas Walker
IRN ATW01058
- CF1 Director (AR) (9 May 2018 to 15 Nov 2018)
Alastair John Naisbitt King
IRN AXK01362
- SMF9 Chair of the Governing Body (since 3 Feb 2020)
- SMF3 Executive Director (9 Dec 2019 to 1 Feb 2020)
- CF1 Director (18 Apr 2017 to 8 Dec 2019)
- CF10a CASS Oversight function (18 Apr 2017 to 3 Jan 2019)
Alex Calder
IRN AJC01406
- CF30 Customer (20 Jul 2017 to 24 May 2018)
Alfonso Famiglietti
IRN AXF01162
- CF30 Customer (24 Oct 2016 to 5 Oct 2017)
Alfredo Enrico Scotti
IRN AES01133
- CF30 Customer (12 Jan 2015 to 19 Aug 2015)
- CF1 Director (AR) (12 Jan 2015 to 19 Aug 2015)
Anas Safar Al- Halabi
IRN AXS04107
- CF1 Director (AR) (since 10 Jun 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

BNKTOTHEFUTURE.COM LIMITED (no longer appointed)
FRN 608257 · Appointed 28 Apr 2014 · Until 31 Aug 2014
Phanar Asset Management (UK) Limited (no longer appointed)
FRN 620283 · Appointed 3 Apr 2014 · Until 27 Jul 2016
Stephens Europe Limited (no longer appointed)
FRN 616589 · Appointed 4 Mar 2014 · Until 21 Apr 2016
Aether Energy Limited (no longer appointed)
FRN 616296 · Appointed 24 Feb 2014 · Until 16 Feb 2015
APartners Capital Limited (no longer appointed)
FRN 605620 · Appointed 7 Aug 2013 · Until 28 Feb 2014 · Tied agent
CAMBRIDGE INTERNATIONAL (UK) LLP (no longer appointed)
FRN 593048 · Appointed 18 Dec 2012 · Until 6 Jun 2025
SMITH & FELTON LTD (no longer appointed)
FRN 592959 · Appointed 14 Dec 2012 · Until 30 Sep 2013
Warden Baker UK Limited (no longer appointed)
FRN 591929 · Appointed 26 Nov 2012 · Until 12 Feb 2021
Find a Wealth Manager Limited (no longer appointed)
FRN 580712 · Appointed 28 Aug 2012 · Until 26 Jan 2017
Europe Capital Matrix (London) Limited (no longer appointed)
FRN 570332 · Appointed 2 Dec 2011 · Until 10 Feb 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.