Talbot Capital Ltd

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FRN: 489839
Date authorised: 1 April 2013
Companies House: 06736536
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

First Floor, Nicholas House

3 Laurence Pountney Hill

London

EC4R 0EU

UNITED KINGDOM

Phone

+442039830660

Web

https://www.talbotcapital.co.uk
Complaints Contact

1st Floor, Nicholas House

3 Laurence Pountney Hill

London

EC4R 0EU

UNITED KINGDOM

Phone

+442039830660

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Private Fund Guardian
Show 1 limitation Hide limitations
- · The firm can perform only the depositary functions specified
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · The firm must not conduct any designated investment business with retail clients other than corporate finance business
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Stephen George Kieft
IRN SGK01026
- [FCA CF] CASS oversight function (9 Dec 2019 to 31 Dec 2023)
- CF10a CASS Oversight function (3 Jan 2019 to 8 Dec 2019)
Stephen John Price
IRN SXP00522
- CF4 Partner (AR) (8 Dec 2021 to 31 Aug 2022)
- CF30 Customer (8 Dec 2021 to 31 Aug 2022)
Steven Daniel Gordon
IRN SXG01610
- CF1 Director (AR) (5 May 2009 to 31 Jul 2009)
Stuart Richard Rex
IRN SRR01043
- CF30 Customer (13 Aug 2012 to 31 Jul 2014)
Teodora Tihomirova Todorova
IRN TTT01013
- CF10a CASS Oversight function (21 Oct 2015 to 16 Feb 2017)
Tom Geoffrey Calcutt Lewis
IRN TGL01025
- CF30 Customer (4 Dec 2014 to 27 Feb 2015)
Tomas Michael Lynch
IRN TML01031
- CF30 Customer (20 Aug 2015 to 21 Apr 2016)
Trevor John Howard Cooper
IRN TJC01077
- CF30 Customer (8 Dec 2016 to 20 Jun 2017)
Vikram Rege
IRN VXR01071
- CF1 Director (AR) (23 May 2014 to 12 Feb 2021)
- CF30 Customer (6 Mar 2014 to 12 Feb 2021)
Vinayak Bhattacharjee
IRN VXB01055
- CF1 Director (AR) (20 Apr 2017 to 21 Dec 2018)
- CF30 Customer (11 Apr 2017 to 21 Dec 2018)
- CF4 Partner (AR) (11 Apr 2017 to 21 Dec 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Mulier Capital Ltd (no longer appointed)
FRN 750374 · Appointed 17 Jun 2016 · Until 29 Jun 2017
SC Beaumont Consultancy Ltd (no longer appointed)
FRN 749180 · Appointed 6 Jun 2016 · Until 3 Jul 2019 · Tied agent
NCL Technology Ventures Ltd (no longer appointed)
FRN 682704 · Appointed 1 Dec 2015 · Until 20 Nov 2018
PMB Capital Limited (no longer appointed)
FRN 722869 · Appointed 23 Oct 2015 · Until 15 Jun 2016
Coalface UK Limited (no longer appointed)
FRN 705737 · Appointed 8 Jun 2015 · Until 19 May 2017
PNP Capital (UK) Limited (no longer appointed)
FRN 673909 · Appointed 26 Feb 2015 · Until 29 Dec 2015
Bayes Investments Limited (no longer appointed)
FRN 661233 · Appointed 19 Dec 2014 · Until 1 Sep 2015
CREDITSQUARE LTD (no longer appointed)
FRN 656206 · Appointed 28 Nov 2014 · Until 19 May 2016
Quest Fund Placement LLP (no longer appointed)
FRN 537113 · Appointed 12 Aug 2014 · Until 2 Mar 2015
Altamount Capital UK Limited (no longer appointed)
FRN 629545 · Appointed 4 Aug 2014 · Until 5 Oct 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.