Vikram Rege

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capitis Advisors Ltd
FRN 950004
- [FCA CF] Client dealing (since 10 May 2022)
- SMF3 Executive Director (since 19 Apr 2022)
Talbot Capital Ltd (no longer approved here)
FRN 489839
- CF1 Director (AR) (23 May 2014 to 12 Feb 2021)
- CF30 Customer (6 Mar 2014 to 12 Feb 2021)
Warden Baker UK Limited (no longer approved here)
FRN 591929
- Employed By (6 Mar 2014 to 12 Feb 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.