Talbot Capital Ltd

Date authorised
1 April 2013
Companies House
06736536
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor, Nicholas House
    3 Laurence Pountney Hill
    London
    EC4R 0EU
    UNITED KINGDOM
    Phone
    +442039830660
    Web
    https://www.talbotcapital.co.uk

  • Complaints Contact

    1st Floor, Nicholas House
    3 Laurence Pountney Hill
    London
    EC4R 0EU
    UNITED KINGDOM
    Phone
    +442039830660

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Fund Guardian

    Show 1 limitation
    • · The firm can perform only the depositary functions specified

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · The firm must not conduct any designated investment business with retail clients other than corporate finance business
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Praveen Ramarao Challa

    IRN PRC01165

    • CF30 Customer (10 Jan 2013 to 15 May 2014)
    • CF1 Director (AR) (10 Jan 2013 to 15 May 2014)
  • Reyaaz Nabeel Gul

    IRN NXG01131

    • CF30 Customer (4 Jul 2016 to 26 Jul 2016)
  • Richa Karpe

    IRN RXK01068

    • CF30 Customer (27 Aug 2014 to 23 Sep 2016)
    • CF1 Director (AR) (27 Aug 2014 to 23 Sep 2016)
  • Richard Henry Briance

    IRN RHB01030

    • CF1 Director (AR) (5 Nov 2015 to 14 Jun 2016)
    • CF30 Customer (5 Nov 2015 to 14 Jun 2016)
  • Richard McGlashan

    IRN RPM01048

    • CF30 Customer (11 Jul 2022 to 7 Nov 2022)
  • Rizk Saade

    IRN RXS02304

    • CF30 Customer (2 Feb 2022 to 29 Dec 2025)
  • Robert Drutman

    IRN RXD01312

    • CF1 Director (AR) (5 Sep 2011 to 17 Apr 2012)
    • CF30 Customer (5 Sep 2011 to 17 Apr 2012)
  • Robert Ferdinand Plechinger

    IRN RFP01055

    • CF30 Customer (26 Apr 2016 to 28 Sep 2016)
  • Roderick Paul Corps

    IRN RPC01068

    • CF30 Customer (20 Aug 2009 to 15 May 2015)
    • CF1 Director (AR) (20 Aug 2009 to 15 May 2015)
  • Sally Yassin

    IRN SXY01090

    • CF30 Customer (28 Apr 2014 to 9 Oct 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.