Date authorised
2 October 2017
Companies House
02869547
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403704147000
  • Complaints Contact

    153, Princes Street
    Ipswich
    Suffolk
    IP1 1QJ
    UNITED KINGDOM
    Phone
    +4403704147000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • JOHN BAKER

    IRN JXB03310

    • [FCA CF] Significant management (6 Aug 2024 to 1 Sep 2025)
  • Jacqueline Anne Lane

    IRN JAR00023

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Oct 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Oct 2020)
    • CF11 Money Laundering Reporting (2 Oct 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Oct 2017 to 8 Dec 2019)
  • James Antony Keely

    IRN JXK00162

    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Jun 2021 to 29 Jan 2024)
    • SMF16 Compliance Oversight (14 Jun 2021 to 29 Jan 2024)
  • Jane Ann Ridgley

    IRN JAR01236

    • SMF3 Executive Director (3 Feb 2021 to 1 May 2023)
    • SMF1 Chief Executive (3 Feb 2021 to 3 Mar 2023)
  • Jason Gardiner

    IRN JXG01005

    • [FCA CF] Significant management (since 9 Feb 2026)
  • Jennifer Ann Woods

    IRN JXW01226

    • [FCA CF] Significant management (since 14 Mar 2025)
  • Jennifer Helen Thorpe

    IRN JXT00535

    • [FCA CF] Significant management (since 20 May 2025)
    • [FCA CF] Manager of certification employee (since 20 May 2025)
  • Jennifer O'Brien

    IRN JXO00091

    • [FCA CF] Significant management (24 Mar 2025 to 29 Oct 2025)
  • Joanne Elizabeth Penny

    IRN JXP00452

    • [FCA CF] Significant management (since 8 Aug 2024)
  • Joseph Brian Talbot

    IRN BJT00001

    • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
    • CF1 Director (2 Oct 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.