Date authorised
1 April 2013
Companies House
02883766
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Penman Way
    Grove Park
    Leicester
    Leicestershire
    LE19 1ST
    UNITED KINGDOM
    Phone
    +4401162821000
  • Complaints Contact

    2 Penman Way
    Grove Park
    Leicester
    Leicestershire
    LE19 1ST
    UNITED KINGDOM
    Phone
    +4401162821000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carol Broome

    IRN CXB00348

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Christian Moorhouse

    IRN CXM00373

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Christine Grant

    IRN CXG00195

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Christopher Wall

    IRN CXW00257

    • [FCA CF] Significant management (9 Dec 2019 to 20 Jan 2023)
  • Darren Edwards

    IRN DXE01282

    • SMF29 Limited scope function (limited scope SMCR firms only) (17 Jun 2021 to 2 Jan 2025)
    • CF1 Director (14 Oct 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2019)
    • Responsible for Insurance Mediation (6 Mar 2015 to 30 Sep 2018)
  • David Salter

    IRN DXS02449

    • [FCA CF] Significant management (since 1 Feb 2023)
  • Dean James

    IRN DXJ00384

    • [FCA CF] Significant management (since 8 Jan 2026)
  • Fiona Cottle

    IRN FXC00096

    • [FCA CF] Significant management (7 Mar 2022 to 31 Dec 2024)
  • Gerard Nieuwenhuys

    IRN GEN01010

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 27 Nov 2020)
    • CF1 Director (AR) (10 Oct 2007 to 27 Nov 2020)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Jay Rogerson

    IRN JXR00324

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.