Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 17 Jun 2021)
    • CF8 Apportionment and Oversight (26 Apr 2019 to 8 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 17 Jun 2021)
    • CF8 Apportionment and Oversight (26 Apr 2019 to 8 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 17 Jun 2021)
    • CF8 Apportionment and Oversight (26 Apr 2019 to 8 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 17 Jun 2021)
    • CF8 Apportionment and Oversight (26 Apr 2019 to 8 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 17 Jun 2021)
    • CF8 Apportionment and Oversight (26 Apr 2019 to 8 Dec 2019)
  • South Quays Limited (no longer approved here)

    FRN 528881

    • SMF1 (AR) Chief Executive function (17 May 2024 to 6 Dec 2024)
  • Sytner Group Limited (no longer approved here)

    FRN 310540

    • SMF29 Limited scope function (limited scope SMCR firms only) (17 Jun 2021 to 2 Jan 2025)
    • CF1 Director (14 Oct 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2019)
    • Responsible for Insurance Mediation (6 Mar 2015 to 30 Sep 2018)
  • R Stratton & Co Ltd. (no longer approved here)

    FRN 677625

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 2 Jan 2025)
    • CF8 Apportionment and Oversight (26 Apr 2019 to 8 Dec 2019)
  • Goodman Retail Limited (no longer approved here)

    FRN 677629

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 2 Jan 2025)
    • CF8 Apportionment and Oversight (26 Apr 2019 to 8 Dec 2019)
  • Sytner Vehicles Limited (no longer approved here)

    FRN 677636

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 2 Jan 2025)
    • CF8 Apportionment and Oversight (26 Apr 2019 to 8 Dec 2019)

Recent activity

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