Symvan Capital Limited

Date authorised
3 August 2015
Companies House
08772369
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19-21 Christopher Street
    London
    EC2A 2BS
    UNITED KINGDOM
    Phone
    +4402030115096
    Web
    https://www.symvancapital.com

  • Complaints Contact

    19-21 Christopher Street
    London
    EC2A 2BS
    UNITED KINGDOM
    Phone
    +4402030115096

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Alexander Nicolaides

    IRN NAN01007

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Oct 2015)
    • CF30 Customer (since 3 Aug 2015)
    • CF11 Money Laundering Reporting (3 Aug 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Aug 2015 to 8 Dec 2019)
    • CF1 Director (3 Aug 2015 to 8 Dec 2019)
  • Nina Carbone

    IRN NXC91172

    • [FCA CF] Client dealing (since 23 Aug 2022)
  • Robert Andrew Jones

    IRN RAJ01112

    • [FCA CF] Client dealing (since 3 Aug 2020)
  • Spencer Krett

    IRN SXK01286

    • CF30 Customer (since 3 Aug 2015)
  • Steven Anthony Lawrence

    IRN SXL00329

    • [FCA CF] Client dealing (9 Jun 2021 to 8 Apr 2022)
  • Yining Miao

    IRN YXM01265

    • CF30 Customer (12 Feb 2018 to 13 Feb 2019)
    • CF1 Director (AR) (15 Mar 2017 to 30 Aug 2019)
  • Yuchuan Xu

    IRN YXX00003

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.