Nicholas Alexander Nicolaides

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Symvan Capital Limited

    FRN 685262

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Oct 2015)
    • CF30 Customer (since 3 Aug 2015)
    • CF11 Money Laundering Reporting (3 Aug 2015 to 8 Dec 2019)
    • CF1 Director (3 Aug 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Aug 2015 to 8 Dec 2019)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF30 Customer (12 Mar 2013 to 3 Aug 2015)
    • CF1 Director (AR) (12 Mar 2013 to 3 Aug 2015)
  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF30 Customer (1 Nov 2007 to 7 Aug 2009)
    • CF21 Investment Adviser (21 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.