Symmetry Investments UK LLP

• Principal Place of Business

  4th Floor

  31 St. James's Square

  London

  SW1Y 4JR

  UNITED KINGDOM

  Phone

  +442070723100

  Web

  https://symmetryinvestments.com

• Complaints Contact

  4th Floor

  31 St. James's Square

  London

  SW1Y 4JR

  UNITED KINGDOM

  Phone

  +442070723100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Arnold Barton

  IRN DAB01322

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Jan 2024)
  • SMF16 Compliance Oversight (since 31 Jan 2024)
• Davide Tesoro

  IRN DXT01154

  • CF4 Partner (14 Dec 2018 to 10 Apr 2019)
  • CF30 Customer (7 Jun 2016 to 10 Apr 2019)
• Deepak Baghla

  IRN DXB01966

  • CF30 Customer (24 Jun 2014 to 27 Oct 2016)
• Derrick Gachiri

  IRN DXG01668

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Nov 2022)
  • CF30 Customer (11 Nov 2019 to 8 Dec 2019)
• Domenico Veronese

  IRN DXV01022

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Jan 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Jan 2022)
  • CF30 Customer (9 Sep 2019 to 8 Dec 2019)
• Dominic William Francis La Hausse de Lalouviere

  IRN DWL01024

  • [FCA CF] Material risk taker (since 24 Apr 2023)
  • SMF27 Partner (since 4 Aug 2021)
• Eric Martin Seidel

  IRN EMS01087

  • SMF27 Partner (9 Dec 2019 to 27 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Dec 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 27 Dec 2023)
  • CF4 Partner (28 Nov 2016 to 8 Dec 2019)
  • CF30 Customer (16 Jun 2014 to 8 Dec 2019)
• Evan Lander

  IRN EXL00234

  • [FCA CF] Client dealing (since 7 Nov 2024)
• Ewing Mc Allister Lloyd

  IRN EXL00229

  • [FCA CF] Client dealing (since 19 Sep 2024)
• Feng Guo

  IRN FXG01091

  • [FCA CF] Material risk taker (since 30 Mar 2022)
  • [FCA CF] Client dealing (since 30 Mar 2022)
  • SMF1 Chief Executive (since 29 Feb 2020)
  • CF30 Customer (16 Jun 2014 to 8 Dec 2019)

No changes recorded yet.