Deepak Baghla

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TRIUM CAPITAL LLP
FRN 497640
- [FCA CF] Client dealing (since 30 Jan 2023)
Symmetry Investments UK LLP (no longer approved here)
FRN 610478
- CF30 Customer (24 Jun 2014 to 27 Oct 2016)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- CF30 Customer (11 Jan 2013 to 31 May 2014)
EDF Trading Markets Limited (no longer approved here)
FRN 197427
- CF30 Customer (9 Mar 2011 to 3 Jan 2013)
Morgan Stanley Investment Management Limited (no longer approved here)
FRN 121920
- CF30 Customer (13 Aug 2008 to 6 Aug 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.