Swiss Re Capital Markets Limited

• Principal Place of Business

  Swiss Re Capital Markets Ltd

  30 St. Mary Axe

  London

  EC3A 8EP

  UNITED KINGDOM

  Phone

  +4402079333000

  Web

  https://www.swissre.com/our-business/alternative-capital-partners.html

• Complaints Contact

  Swiss Re Capital Markets Ltd

  30 St. Mary Axe

  London

  City Of London

  EC3A 8EP

  UNITED KINGDOM

  Phone

  +442079333000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gabriel Blum De Oliveira

  IRN GXB01664

  • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
  • CF26 Customer Trading (10 Aug 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
• Gareth Edwards

  IRN GXE01058

  • CF26 Customer Trading (1 Dec 2001 to 30 Aug 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
• Gary Neil Robinson

  IRN GNR01009

  • CF28 Systems and controls (1 Nov 2007 to 21 Jan 2008)
  • CF14 Risk Assessment (15 Aug 2002 to 31 Oct 2007)
• Geoffrey Pelger

  IRN GXP01225

  • CF30 Customer (1 Nov 2007 to 9 Mar 2009)
  • CF21 Investment Adviser (14 Mar 2005 to 31 Oct 2007)
  • CF26 Customer Trading (14 Mar 2005 to 31 Oct 2007)
• Gerard Elliott

  IRN GXE01047

  • CF28 Systems and controls (10 Mar 2009 to 4 Jun 2009)
• Gregoire Claude Thierry Mauchamp

  IRN GCM01040

  • CF30 Customer (9 Jul 2008 to 28 Jan 2010)
• Gregory Edouard Marie Berthier

  IRN GEB01041

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
• Guido Schatti

  IRN GXS01686

  • CF28 Systems and controls (7 Feb 2008 to 11 Nov 2008)
• Henry Cooper Schmeltzer

  IRN HCS00018

  • CF21 Investment Adviser (2 Dec 2002 to 13 Sep 2004)
  • CF26 Customer Trading (2 Dec 2002 to 13 Sep 2004)
• Howard Norman Harrison Peard

  IRN HNP01000

  • CF21 Investment Adviser (7 Jan 2003 to 31 Jan 2003)

No changes recorded yet.