Date authorised
1 April 2013
Companies House
04507008
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Swansway Group
    Gateway
    Crewe
    Cheshire
    CW1 6YY
    UNITED KINGDOM
    Phone
    +441270848980
  • Complaints Contact

    Swansway Group
    Gateway
    Crewe
    Cheshire
    CW1 6YY
    UNITED KINGDOM
    Phone
    +441270848980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to credit broking for the purposes of or in connection with the sale or hire of motor vehicles
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 2 limitations
    • · This permission is limited to debt adjusting with no debt management activity
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Moffatt

    IRN DXM00834

    • [FCA CF] Significant management (since 9 Dec 2019)
  • David Smyth

    IRN DXS02654

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Jul 2015 to 8 Dec 2019)
  • Gareth Hughes

    IRN GXH00338

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Gary Wood

    IRN GXW00298

    • [FCA CF] Significant management (since 9 Dec 2019)
  • James Eccles

    IRN JXE00367

    • [FCA CF] Significant management (14 Feb 2024 to 12 Jun 2025)
  • James William Harold Keir

    IRN JXK00600

    • [FCA CF] Significant management (since 1 Feb 2023)
  • Jay Dougan

    IRN JXD00696

    • [FCA CF] Significant management (since 9 Dec 2019)
  • John Holgate

    IRN JXH02193

    • CF1 Director (2 Jan 2015 to 1 Oct 2017)
    • CF8 Apportionment and Oversight (14 Jan 2009 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2009 to 1 Oct 2017)
  • John McCormick

    IRN JXM01278

    • [FCA CF] Significant management (since 9 Dec 2019)
  • John Nimbley

    IRN JXN00244

    • [FCA CF] Significant management (since 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.