Date authorised
1 April 2013
Companies House
04507008
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Swansway Group
    Gateway
    Crewe
    Cheshire
    CW1 6YY
    UNITED KINGDOM
    Phone
    +441270848980
  • Complaints Contact

    Swansway Group
    Gateway
    Crewe
    Cheshire
    CW1 6YY
    UNITED KINGDOM
    Phone
    +441270848980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to credit broking for the purposes of or in connection with the sale or hire of motor vehicles
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 2 limitations
    • · This permission is limited to debt adjusting with no debt management activity
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Oakley

    IRN JXO00220

    • [FCA CF] Significant management (since 9 Dec 2019)
  • John Smyth

    IRN JXS03363

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (20 Oct 2017 to 30 Sep 2018)
    • CF1 Director (1 Jul 2015 to 8 Dec 2019)
  • Jonathan Marsh

    IRN JXM01279

    • [FCA CF] Significant management (1 Feb 2021 to 31 Mar 2023)
  • Kevin Cunliffe

    IRN KXC00294

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Leslie Peters

    IRN LXP00297

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Mark Raby

    IRN MXR00673

    • [FCA CF] Significant management (20 Jun 2022 to 20 Oct 2023)
  • Michael Smyth

    IRN MXS02061

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 21 Sep 2010)
    • CF1 Director (14 Jan 2005 to 21 Sep 2010)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 Jan 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jan 2009)
  • Neil Rimmer

    IRN NXR00241

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Nigel Parsonage

    IRN NXP00276

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Paul Todd Rushton

    IRN PXR00390

    • [FCA CF] Significant management (12 Apr 2023 to 31 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.