Swansea Building Society

• Principal Place of Business

  11-13 Cradock Street

  Swansea

  SA1 3EW

  UNITED KINGDOM

  Phone

  +4401792739100

  Web

  https://www.swansea-bs.co.uk

• Complaints Contact

  11-13 Cradock Street

  Swansea

  SA1 3EW

  UNITED KINGDOM

  Phone

  +4401792739100

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Lloyd Williams

  IRN LXW65613

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Jul 2021)
• Lucy Tyler

  IRN LXT65617

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2019)
• Lynn Margaret Pamment

  IRN LXP00361

  • Director of firm who is not a certification employee or a SMF manager (1 Jan 2024 to 31 Jan 2026)
• Malcolm Hayes

  IRN MXH02135

  • SMF10 Chair of the Risk Committee (since 4 Sep 2022)
  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2022)
• Margaret Jill Allen

  IRN MXA65615

  • [FCA CF] Functions requiring qualifications (1 Jan 2018 to 26 Jul 2023)
• Mark Hughes

  IRN MXH34558

  • [PRA CF] Key function holder (since 1 Feb 2020)
• Martin Andrew Trainer

  IRN MAT01090

  • CF2 Non Executive Director (1 Dec 2001 to 21 Apr 2009)
• Martin Lewis

  IRN MXL65609

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
• Michael John Dawson

  IRN MJD01214

  • CF2 Non Executive Director (1 Dec 2001 to 27 Apr 2010)
• Nathan Peter Allan Griffiths

  IRN NXG13733

  • SMF2 Chief Finance (since 27 Jun 2019)

No changes recorded yet.