S&W Partners Corporate Finance Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://swgroup.com

• Complaints Contact

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442046175710

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Gareth David Pearce

  IRN GDP01027

  • CF30 Customer (1 Nov 2007 to 27 Sep 2013)
  • CF8 Apportionment and Oversight (15 Nov 2002 to 31 Oct 2007)
  • CF1 Director (15 Nov 2002 to 27 Sep 2013)
  • CF3 Chief Executive (15 Nov 2002 to 27 Sep 2013)
  • CF23 Corporate Finance Adviser (15 Nov 2002 to 31 Oct 2007)
• Geoffrey David Windebank

  IRN GDW01028

  • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2010)
  • CF13 Finance (9 Jul 2007 to 31 Oct 2007)
• Geoffrey Everett

  IRN GXE00049

  • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)
• Giles Adam Stuart George Murphy

  IRN GXM01379

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2024)
  • CF1 Director (10 Sep 2008 to 30 May 2018)
  • CF13 Finance (14 Nov 2002 to 14 Nov 2002)
• Gillian Somerset

  IRN GXS02495

  • SMF18 Other Overall Responsibility (9 Dec 2019 to 1 Sep 2020)
  • CF29 Significant management (11 Oct 2019 to 8 Dec 2019)
• Grant Thomas Hotson

  IRN GTH01036

  • SMF2 Chief Finance (9 Dec 2019 to 30 Sep 2020)
  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
  • CF1 Director (12 Aug 2016 to 8 Dec 2019)
  • CF28 Systems and controls (12 Aug 2016 to 8 Dec 2019)
• Henrietta Clarke

  IRN HCB01014

  • [FCA CF] Significant management (25 Jan 2021 to 16 Aug 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Aug 2022)
• Henry Clavering Tollemache Strutt

  IRN HCS01023

  • CF2 Non Executive Director (7 Dec 2015 to 8 Apr 2016)
• Hugo Richard Shaw

  IRN HRS01013

  • [FCA CF] Material risk taker (1 Oct 2024 to 8 Dec 2024)
  • [FCA CF] Significant management (16 Sep 2020 to 8 Dec 2024)
• Hugo Smith

  IRN HNS01005

  • [FCA CF] Manager of certification employee (1 Jan 2021 to 8 Dec 2024)

No changes recorded yet.