Sustainable Development Capital LLP

• Principal Place of Business

  S D C L

  Floor 6

  One Great Cumberland Place

  London

  W1H 7AL

  UNITED KINGDOM

  Phone

  +442072877700

  Web

  https://www.sdclgroup.com

• Complaints Contact

  SDCL

  Floor 6

  One Great Cumberland Place

  London

  W1H 7AL

  UNITED KINGDOM

  Phone

  +442072877700

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gareth Stuart Alexander Lake

  IRN GSL01028

  • Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 31 Jul 2024)
• Geoffrey Scott Derek Lucas

  IRN GSL01047

  • CF11 Money Laundering Reporting (3 Jul 2009 to 1 Feb 2010)
  • CF10 Compliance Oversight (3 Jul 2009 to 1 Feb 2010)
  • CF30 Customer (5 Sep 2008 to 1 Feb 2010)
• Gilad Levy

  IRN GXL01233

  • CF30 Customer (1 Apr 2008 to 11 Nov 2014)
• Gordon Robert Power

  IRN GRP01046

  • Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 31 Jul 2024)
• Irena Karasamani

  IRN IXK01203

  • CF30 Customer (5 Sep 2013 to 23 Mar 2015)
• Jason Andrew Segal

  IRN JAS01439

  • CF30 Customer (21 Sep 2009 to 26 Jan 2015)
• Javier Labrado Jimenez

  IRN JXJ35695

  • [FCA CF] Client dealing (26 Mar 2021 to 28 Mar 2022)
• Jesus Alejandro Amezquita

  IRN JXA00234

  • [FCA CF] Client dealing (26 Mar 2021 to 18 Feb 2022)
• Joanna Margaret Brass

  IRN JMB01445

  • CF30 Customer (1 Jun 2011 to 1 Oct 2014)
  • CF10 Compliance Oversight (13 Sep 2010 to 31 Oct 2012)
  • CF11 Money Laundering Reporting (13 Sep 2010 to 31 Oct 2012)
• John Christopher Behan

  IRN JCB01337

  • [FCA CF] Client dealing (26 Mar 2021 to 17 Jul 2023)
  • [FCA CF] Manager of certification employee (26 Mar 2021 to 18 Feb 2022)
  • CF30 Customer (27 Jan 2017 to 8 Dec 2019)

No changes recorded yet.