Sussex Partners UK Ltd

Date authorised
1 April 2013
Companies House
05636804
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Savile Row
    London
    W1S 3PJ
    UNITED KINGDOM
    Phone
    +4402079382823
    Web
    http://www.sussexpartners.com

  • Complaints Contact

    15 Savile Row
    London
    W1S 3PJ
    UNITED KINGDOM
    Phone
    +4402079382823

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Meera Thakkar

    IRN MXT01445

    • CF30 Customer (12 Nov 2007 to 18 Jun 2010)
  • Pablo Hernan Urreta

    IRN PHU00002

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Dec 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 25 Dec 2024)
    • CF1 Director (8 Jun 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Jun 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Jun 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (17 Aug 2007 to 31 Oct 2007)
  • Patrick Daniel Karim Ghali

    IRN PDG01050

    • [FCA CF] Client dealing (since 29 Jan 2025)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (15 May 2006 to 24 Jul 2013)
    • CF8 Apportionment and Oversight (15 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
    • CF3 Chief Executive (15 May 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 May 2006 to 16 Apr 2010)
    • CF10 Compliance Oversight (15 May 2006 to 16 Apr 2010)
  • Peter Johnson Bouyoucos

    IRN PJB01492

    • CF30 Customer (17 Jan 2011 to 28 Jun 2013)
  • Peter Murray Wyllie

    IRN PMW01067

    • CF30 Customer (11 Feb 2019 to 31 May 2019)
  • Philip Stephen Davies

    IRN PSD01074

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Mar 2025)
    • SMF16 Compliance Oversight (since 6 Mar 2025)
    • [FCA CF] Client dealing (since 3 Feb 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (13 Oct 2014 to 8 Dec 2019)
  • Richard Corwine Stevenson

    IRN RCS01171

    • CF30 Customer (16 Jun 2016 to 8 Dec 2019)
  • Robin Sanford Nydes

    IRN RSN01016

    • CF30 Customer (1 Nov 2007 to 20 Dec 2012)
    • CF1 Director (15 May 2006 to 7 Jun 2011)
    • CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
  • Satnam Anderson

    IRN SXA01618

    • CF30 Customer (1 Nov 2007 to 30 Apr 2012)
    • CF22 Investment Adviser (Trainee) (6 Jun 2007 to 31 Oct 2007)
  • Sean Flanagan

    IRN SXF01349

    • CF30 Customer (1 Nov 2007 to 29 Sep 2008)
    • CF22 Investment Adviser (Trainee) (13 Nov 2006 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.