Date authorised
1 April 2013
Companies House
04687399
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52-56 Leadenhall Street
    London
    EC3A 2EB
    UNITED KINGDOM
    Phone
    +4402030115700
  • Complaints Contact

    52 - 54 Leadenhall Street
    London
    EC3A 2EB
    UNITED KINGDOM
    Phone
    +4402030191110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Neville Marriage

    IRN RNM01036

    • SMF3 Executive Director (since 27 Jan 2026)
    • Responsible for Insurance Distribution (since 27 Jan 2026)
  • Roberto Amati

    IRN RXA10066

    • SMF3 Executive Director (since 27 Jan 2026)
  • Terry Victor Eyles

    IRN TVE00001

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 5 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Jan 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Jan 2026)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF1 Director (28 Nov 2005 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (22 Aug 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (22 Aug 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Aug 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (24 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Nov 2004 to 22 Nov 2004)
  • Thomas Gerard Fuller

    IRN TGF00002

    • [FCA CF] Significant management (since 29 Jun 2021)
    • SMF3 Executive Director (29 Jun 2021 to 5 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.