Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sure Insurance Services Ltd
FRN 402061
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 5 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Jan 2026)
- SMF16 Compliance Oversight (9 Dec 2019 to 5 Jan 2026)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF1 Director (28 Nov 2005 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (22 Aug 2005 to 31 Oct 2007)
- CF11 Money Laundering Reporting (22 Aug 2005 to 8 Dec 2019)
- CF10 Compliance Oversight (22 Aug 2005 to 8 Dec 2019)
- CF21 Investment Adviser (24 Jan 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Nov 2004 to 22 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.