Sun Global Investments Limited

• Principal Place of Business

  160 Great Portland Street

  London

  W1W 5QA

  UNITED KINGDOM

  Phone

  +4402072906930

  Web

  https://www.sunglobal.co.uk

• Complaints Contact

  160 Great Portland Street

  London

  W1W 5QA

  UNITED KINGDOM

  Phone

  +4402072906930

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mihir Dhirajlal Kapadia

  IRN MDK01024

  • SMF9 Chair of the Governing Body (since 25 Jul 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 11 Jul 2025)
  • CF1 Director (22 May 2009 to 8 Dec 2019)
  • CF30 Customer (11 Dec 2008 to 8 Dec 2019)
  • CF3 Chief Executive (11 Dec 2008 to 8 Dec 2019)
  • CF29 Significant management (11 Dec 2008 to 8 Dec 2019)
• Mohammed Rashid

  IRN MXR02226

  • CF11 Money Laundering Reporting (26 Jun 2018 to 20 Jul 2018)
  • CF10 Compliance Oversight (26 Jun 2018 to 20 Jul 2018)
• Neil David Atkinson

  IRN NDA01014

  • [FCA CF] Client dealing (2 Mar 2020 to 30 Jun 2020)
• Nishit Kotecha

  IRN NXK01038

  • CF30 Customer (3 May 2013 to 30 Jan 2020)
• Paras Shah

  IRN PXS02088

  • [FCA CF] Client dealing (27 Jan 2022 to 6 May 2022)
• Pranab Sarkar

  IRN PXS00609

  • [FCA CF] Client dealing (since 23 Feb 2026)
• Praveen Bhandari

  IRN PXB01382

  • SMF1 Chief Executive (since 20 Jun 2025)
  • [FCA CF] Client dealing (since 4 Jun 2020)
  • SMF3 Executive Director (since 13 May 2020)
• Pravinchandra Devshi Jatania

  IRN PDJ01060

  • CF2 Non Executive Director (22 Jan 2018 to 8 Dec 2019)
• Raj Mansukhlal Sachdev

  IRN RMS01129

  • [FCA CF] Client dealing (9 Nov 2020 to 19 Apr 2021)
• Raju Kothari

  IRN RXK01392

  • CF30 Customer (12 Dec 2008 to 15 Jul 2016)

• Nishit Kotecha (no longer appointed)

  FRN 596469 · Appointed 28 Feb 2013 · Until 31 Jan 2020

• Kingly Capital Ltd (no longer appointed)

  FRN 550063 · Appointed 6 May 2011 · Until 31 Mar 2015

No changes recorded yet.