Date authorised
1 April 2013
Companies House
02714711
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 2
    Bloxam Court
    Corporation Street
    Rugby
    CV21 2DU
    UNITED KINGDOM
    Phone
    +4401788563100
  • Complaints Contact

    Suite 2
    Bloxam Court
    Corporation Street
    Rugby
    Warwickshire
    CV21 2DU
    UNITED KINGDOM
    Phone
    +4401788563100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Furby

    IRN DXF01293

    • CF1 Director (AR) (18 Apr 2006 to 2 Oct 2007)
  • David John Milner

    IRN DJM01457

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 23 Nov 2012)
    • CF1 Director (12 Aug 2016 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • David Lloyd Morgan

    IRN DLM01073

    • CF1 Director (AR) (31 May 2005 to 14 Feb 2007)
  • David Manners

    IRN DXM07108

    • CF3 Chief Executive (AR) (10 Oct 2018 to 15 Nov 2021)
  • David Richard Joseph Cullinane

    IRN DRC01181

    • CF1 Director (AR) (15 Feb 2011 to 16 Mar 2018)
  • Deborah Chick

    IRN DXM01888

    • CF1 Director (AR) (since 17 Mar 2026)
    • CF1 Director (AR) (7 Nov 2005 to 5 Oct 2017)
  • Deborah Mary Bull

    IRN DMB01256

    • CF1 Director (AR) (16 May 2012 to 11 Oct 2016)
  • Duncan Alexander Payne-Shelley

    IRN DAP01173

    • CF1 Director (AR) (24 Mar 2011 to 12 May 2015)
  • Eugene Seroka

    IRN EXS01456

    • CF1 Director (AR) (4 Apr 2013 to 12 May 2015)
  • Gavin Charles Bell

    IRN GXB00611

    • CF1 Director (AR) (since 7 Jan 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.