Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sebastian Brooks

  IRN SXB04211

  • [FCA CF] Client dealing (since 11 Mar 2026)
• Sebastien Renaud

  IRN SXR00108

  • [FCA CF] Manager of certification employee (15 Nov 2018 to 1 Dec 2021)
  • [FCA CF] Client dealing (5 Jan 2018 to 1 Dec 2021)
• Sehwan Park

  IRN SXP00138

  • [FCA CF] Manager of certification employee (8 Sep 2020 to 24 Apr 2022)
  • [FCA CF] Client dealing (8 Sep 2020 to 24 Apr 2022)
• Seiya Fujimori

  IRN SXF00073

  • [FCA CF] Material risk taker (1 Oct 2021 to 31 Mar 2024)
  • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2021 to 31 Mar 2024)
  • [FCA CF] Manager of certification employee (29 Oct 2020 to 31 Mar 2024)
  • [FCA CF] Significant management (29 Oct 2020 to 31 Mar 2024)
• Sejal Dharurkar

  IRN SXD00869

  • [FCA CF] Client dealing (27 Jan 2025 to 10 Oct 2025)
• Selim Sezer

  IRN SSS01062

  • [FCA CF] Client dealing (since 1 May 2024)
  • [FCA CF] Manager of certification employee (since 1 May 2024)
  • [FCA CF] Manager of certification employee (9 Mar 2018 to 5 Feb 2021)
  • [FCA CF] Client dealing (12 Jan 2018 to 5 Feb 2021)
• Selim Toker

  IRN PST01017

  • [FCA CF] Manager of certification employee (since 19 Jan 2023)
  • [FCA CF] Client dealing (since 19 Jan 2023)
• Sema Isil Tanriverdi Versmissen

  IRN SXV00037

  • [FCA CF] Client dealing (24 Dec 2018 to 1 Jul 2021)
• Sentooran Thanaraja Sanmugarajah

  IRN STS01050

  • [FCA CF] Client dealing (since 11 Dec 2024)
• Shalini Pal

  IRN SXP02729

  • [FCA CF] Client dealing (3 Jun 2020 to 9 Sep 2021)

No changes recorded yet.