Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sangeeth Borundia

  IRN SXB00198

  • [FCA CF] Client dealing (15 Dec 2017 to 3 Nov 2020)
• Sara Lindsay

  IRN SKL01040

  • [FCA CF] Client dealing (1 Mar 2018 to 14 Jan 2026)
• Sathish Kumar Rajah

  IRN SXR01048

  • [FCA CF] Client dealing (since 22 Dec 2025)
• Satoki Inagaki

  IRN SXI00090

  • [FCA CF] Material risk taker (since 1 Apr 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
  • [FCA CF] Significant management (since 1 Apr 2026)
  • [FCA CF] Manager of certification employee (since 14 Jun 2022)
  • [FCA CF] Client dealing (since 14 Jun 2022)
• Satoshi Sawada

  IRN SXS05705

  • [FCA CF] Client dealing (since 19 Sep 2025)
• Satoshi Suzuki

  IRN SXS00205

  • [FCA CF] Significant management (since 21 Dec 2018)
• Scott Christopher Callahan

  IRN SCC01053

  • [FCA CF] Significant management (1 Aug 2019 to 10 Oct 2019)
  • [FCA CF] Material risk taker (1 Aug 2019 to 10 Oct 2019)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2019 to 10 Oct 2019)
  • [FCA CF] Manager of certification employee (7 Jan 2019 to 17 Dec 2021)
  • [FCA CF] Client dealing (7 Jan 2019 to 17 Dec 2021)
• Scott Summers

  IRN SXS05526

  • [FCA CF] Client dealing (since 18 Feb 2025)
• Sean Edwards

  IRN SXE00036

  • [FCA CF] Significant management (1 Jul 2019 to 24 Oct 2022)
• Sean Lewry

  IRN SXL00098

  • [FCA CF] Client dealing (9 Jan 2018 to 2 Sep 2019)

No changes recorded yet.