Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Antony Gurton

  IRN ARG01048

  • [FCA CF] Client dealing (29 Dec 2017 to 11 Oct 2025)
  • [FCA CF] Manager of certification employee (29 Dec 2017 to 11 Oct 2025)
• Antony Yates

  IRN AXY01027

  • [FCA CF] Significant management (since 22 Apr 2024)
  • [FCA CF] Client dealing (since 22 Apr 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 22 Apr 2024)
  • [FCA CF] Material risk taker (since 22 Apr 2024)
  • [FCA CF] Manager of certification employee (since 22 Apr 2024)
• Aqsa Mansoor

  IRN AXM00277

  • [FCA CF] Client dealing (since 26 Jun 2023)
  • [FCA CF] Client dealing (18 Apr 2018 to 8 Mar 2023)
• Arisa Kanayama

  IRN AXK00091

  • [FCA CF] Client dealing (15 Dec 2017 to 9 Jan 2024)
• Armen Noumpar Batsaktzian

  IRN AXB00930

  • [FCA CF] Client dealing (16 Dec 2021 to 30 Sep 2025)
• Arthur De Vreede

  IRN AXD00138

  • [FCA CF] Client dealing (27 Dec 2017 to 2 Sep 2022)
• Arthur Meyranx

  IRN AXM00280

  • [FCA CF] Client dealing (17 May 2019 to 10 Mar 2021)
• Ashley Duncan

  IRN AXD01090

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jun 2025)
  • [FCA CF] Material risk taker (since 1 Jun 2025)
• Atsuhiro Nihei

  IRN AXN01803

  • SMF5 Head of Internal Audit (27 Oct 2017 to 17 Feb 2020)
• Atsushi Kiyohara

  IRN AXK00092

  • [FCA CF] Client dealing (24 May 2018 to 14 Sep 2020)

No changes recorded yet.