Antony Gurton

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Material risk taker (14 Feb 2022 to 11 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2022 to 11 Oct 2025)
    • [FCA CF] Client dealing (21 Dec 2016 to 11 Oct 2025)
    • [FCA CF] Manager of certification employee (21 Dec 2016 to 11 Oct 2025)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Manager of certification employee (29 Dec 2017 to 11 Oct 2025)
    • [FCA CF] Client dealing (29 Dec 2017 to 11 Oct 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (14 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.