Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Wheatley

  IRN NXW01262

  • [FCA CF] Manager of certification employee (18 Oct 2021 to 11 Apr 2023)
  • [FCA CF] Client dealing (12 Jan 2018 to 11 Apr 2023)
• Nico Richter

  IRN NXR00400

  • [FCA CF] Client dealing (since 24 Mar 2026)
• Nicolas Gregoriou

  IRN NXG00305

  • [FCA CF] Client dealing (since 10 Jun 2024)
• Nicolas VITOUX

  IRN NXV00071

  • [FCA CF] Manager of certification employee (4 Jun 2024 to 15 May 2025)
  • [FCA CF] Client dealing (4 Jun 2024 to 15 May 2025)
• Nigel Scott

  IRN NRS01040

  • [FCA CF] Material risk taker (24 Apr 2019 to 13 Nov 2019)
  • [PRA CF] Significant risk taker or Material risk taker (24 Apr 2019 to 13 Nov 2019)
  • [FCA CF] Manager of certification employee (24 Apr 2019 to 25 Jan 2024)
  • [FCA CF] Client dealing (24 Apr 2019 to 25 Jan 2024)
• Nikita Jevtechov

  IRN NXJ01291

  • [FCA CF] Client dealing (26 Feb 2018 to 29 Apr 2026)
• Nikola Karamanov

  IRN NXK00291

  • [FCA CF] Client dealing (31 May 2024 to 3 Mar 2025)
• Nikolay Pavlov

  IRN NXP00066

  • [FCA CF] Client dealing (since 18 Jan 2021)
• Nisha Shah

  IRN NXS00064

  • [FCA CF] Client dealing (19 Jul 2018 to 30 Sep 2022)
• Nisrin Abouelezz

  IRN NXA00045

  • [FCA CF] Client dealing (since 16 Jan 2018)
  • [FCA CF] Manager of certification employee (since 16 Jan 2018)

No changes recorded yet.