Nigel Scott

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [PRA CF] Significant risk taker or Material risk taker (24 Apr 2019 to 25 Jan 2024)
    • [FCA CF] Client dealing (24 Apr 2019 to 25 Jan 2024)
    • [FCA CF] Manager of certification employee (24 Apr 2019 to 25 Jan 2024)
    • [FCA CF] Material risk taker (24 Apr 2019 to 25 Jan 2024)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [PRA CF] Significant risk taker or Material risk taker (24 Apr 2019 to 13 Nov 2019)
    • [FCA CF] Client dealing (24 Apr 2019 to 25 Jan 2024)
    • [FCA CF] Manager of certification employee (24 Apr 2019 to 25 Jan 2024)
    • [FCA CF] Material risk taker (24 Apr 2019 to 13 Nov 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (13 Sep 2005 to 4 Apr 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (13 Sep 2005 to 4 Apr 2007)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF21 Investment Adviser (1 Dec 2001 to 23 Jun 2005)
    • CF26 Customer Trading (1 Dec 2001 to 23 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.