Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ekaterina Davituliani

  IRN EXD00233

  • [FCA CF] Client dealing (since 3 May 2024)
• Ekaterina Gorlina

  IRN EXG01223

  • [FCA CF] Manager of certification employee (since 1 Sep 2021)
  • [FCA CF] Client dealing (since 1 Mar 2018)
• Ekaterina Khrebtovich

  IRN EXK00027

  • [FCA CF] Client dealing (26 Jan 2018 to 30 Jun 2023)
• Ekaterina Kouznetsova

  IRN EXK00148

  • [FCA CF] Manager of certification employee (13 Dec 2022 to 8 Oct 2023)
  • [FCA CF] Client dealing (13 Dec 2022 to 8 Oct 2023)
• Elena Paitra

  IRN EXP01061

  • [FCA CF] Manager of certification employee (since 1 Oct 2021)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2021)
  • [FCA CF] Significant management (since 1 Oct 2021)
  • [FCA CF] Material risk taker (since 1 Oct 2021)
  • [FCA CF] Client dealing (since 1 Oct 2021)
• Eleni Askianaki

  IRN EXA00028

  • [FCA CF] Manager of certification employee (since 14 May 2025)
  • [FCA CF] Client dealing (since 8 Jun 2021)
  • [FCA CF] Client dealing (1 Apr 2019 to 26 Mar 2021)
• Eleonore Dedeyan

  IRN EXD00026

  • [FCA CF] Manager of certification employee (30 Sep 2020 to 14 Jun 2022)
  • [FCA CF] Client dealing (19 Nov 2018 to 14 Jun 2022)
• Eli Gregan-Jones

  IRN EXG00281

  • [FCA CF] Client dealing (since 31 Mar 2025)
  • [FCA CF] Manager of certification employee (since 31 Mar 2025)
• Elisjada Canameti

  IRN EXC00272

  • [FCA CF] Client dealing (since 28 Feb 2023)
• Elizabeth Djanogly

  IRN EXD00298

  • [FCA CF] Client dealing (since 4 Jul 2025)

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