Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elliott James Law

  IRN EJL01049

  • [FCA CF] Manager of certification employee (since 12 Nov 2025)
  • [FCA CF] Client dealing (since 27 Dec 2017)
• Emma-Louise Arnold

  IRN EXA00027

  • [FCA CF] Client dealing (since 10 Sep 2018)
• Eoin Naughton

  IRN EXN01138

  • [FCA CF] Manager of certification employee (27 Jul 2022 to 30 Sep 2025)
  • [FCA CF] Client dealing (27 Jul 2022 to 30 Sep 2025)
• Eric Zimny

  IRN EXZ00005

  • [FCA CF] Manager of certification employee (29 Dec 2017 to 31 Oct 2024)
  • [FCA CF] Client dealing (29 Dec 2017 to 31 Oct 2024)
• Erik Baurmann

  IRN EXB00048

  • [FCA CF] Manager of certification employee (since 11 Apr 2025)
  • [FCA CF] Client dealing (since 14 Dec 2017)
• Ethan Lall

  IRN EXL00134

  • [FCA CF] Client dealing (since 28 Apr 2022)
• Eugenia Bacchion

  IRN EXB00047

  • [FCA CF] Client dealing (24 Jun 2019 to 13 Feb 2022)
• Evangelia Ioannidou

  IRN EXI01082

  • [FCA CF] Manager of certification employee (since 15 Dec 2020)
  • [FCA CF] Client dealing (since 12 Jan 2018)
• Fabienne Jaggy Moriggi

  IRN FXJ80540

  • [FCA CF] Client dealing (9 Nov 2023 to 8 Nov 2024)
  • [FCA CF] Manager of certification employee (9 Nov 2023 to 8 Nov 2024)
• Fabio Viscomi

  IRN FXV00007

  • [FCA CF] Manager of certification employee (since 18 May 2022)
  • [FCA CF] Client dealing (since 4 Mar 2019)

No changes recorded yet.