Sumitomo Corporation Global Commodities Limited

• Principal Place of Business

  Vintners Place

  68 Upper Thames Street

  London

  EC4V 3BJ

  UNITED KINGDOM

  Phone

  +4402072463711

  Web

  https://www.scgcuk.com

• Complaints Contact

  Vintners Place

  68 Upper Thames Street

  London

  EC4V 3BJ

  UNITED KINGDOM

  Phone

  +442072462053

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Hideyuki Kambayashi

  IRN HXK01282

  • SMF3 Executive Director (20 Sep 2021 to 9 May 2023)
  • CF29 Significant management (20 Dec 2011 to 10 Mar 2017)
• Hironobu Yamamura

  IRN HXY01116

  • SMF3 Executive Director (9 Dec 2019 to 5 Jul 2021)
  • CF1 Director (18 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (18 Aug 2015 to 8 Dec 2019)
• Hitoshi Ishida

  IRN HXI00025

  • SMF3 Executive Director (since 6 Jul 2022)
• Hussein Hasan

  IRN HXH01436

  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
• John Alexander Clark

  IRN JAC01241

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Mar 2024)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (1 Sep 2019 to 8 Dec 2019)
• Junya Hosaka

  IRN JXH02460

  • CF30 Customer (7 Jan 2013 to 18 Apr 2018)
• Karim Boubrik

  IRN KXB00420

  • [FCA CF] Proprietary trader (24 Aug 2022 to 30 May 2025)
• Kazuya Furusato

  IRN KXF01374

  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
• Kazuya Uchida

  IRN KXU00021

  • [FCA CF] Proprietary trader (since 7 Jul 2022)
• Keisuke Okui

  IRN KXO01178

  • CF1 Director (5 Jun 2014 to 27 Aug 2015)
  • CF30 Customer (20 Dec 2011 to 27 Aug 2015)

No changes recorded yet.