John Alexander Clark

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Corporation Global Commodities Limited

    FRN 538822

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Mar 2024)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2019 to 8 Dec 2019)
  • Jordan International Bank Plc (no longer approved here)

    FRN 183722

    • SMF16 Compliance Oversight (26 Jan 2018 to 31 Aug 2018)
    • CF11 Money Laundering Reporting (13 Nov 2013 to 20 Jun 2014)
    • CF10 Compliance Oversight (13 Nov 2013 to 20 Jun 2014)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • CF10a CASS Oversight function (22 Jan 2013 to 20 Jun 2013)
    • CF11 Money Laundering Reporting (7 Sep 2012 to 20 Jun 2013)
    • CF10 Compliance Oversight (7 Sep 2012 to 20 Jun 2013)
  • Raymond James Financial International Limited (no longer approved here)

    FRN 188244

    • CF11 Money Laundering Reporting (2 Jul 2003 to 16 Nov 2007)
    • CF10 Compliance Oversight (2 Jul 2003 to 16 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

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