SUCCESSION WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

  Web

  https://www.successionwealth.co.uk

• Complaints Contact

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ronald John Geddes

  IRN RJG01212

  • [FCA CF] Client dealing (9 Dec 2019 to 25 May 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 May 2023)
  • CF30 Customer (30 Aug 2017 to 8 Dec 2019)
• Rory Cooper

  IRN RXC00802

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 26 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 26 Nov 2024)
• Ross Edward Bolton

  IRN REB00002

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2023)
  • CF30 Customer (27 May 2016 to 8 Dec 2019)
• Russell Keith Kilby

  IRN RXK00037

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Jul 2016 to 8 Dec 2019)
• Ryan Edward Crozier

  IRN RXC08492

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • [FCA CF] Client dealing (since 1 Jul 2025)
• Sahira Karolia

  IRN SXK00130

  • [FCA CF] Manager of certification employee (20 Sep 2023 to 31 Mar 2026)
• Samantha Letchford

  IRN SXJ00016

  • [FCA CF] Manager of certification employee (6 Apr 2023 to 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (21 Feb 2023 to 6 Apr 2023)
  • [FCA CF] Material risk taker (21 Feb 2023 to 6 Apr 2023)
• Samantha Skuse

  IRN SXS04260

  • CF30 Customer (21 Sep 2019 to 27 Nov 2019)
• Sanjay Shah

  IRN SXS00080

  • CF1 Director (6 Feb 2017 to 16 Jul 2018)
  • CF3 Chief Executive (25 Jul 2014 to 15 Sep 2016)
  • CF30 Customer (19 Aug 2013 to 31 Aug 2014)
• Sarah Bruce

  IRN SXM04235

  • [FCA CF] Client dealing (3 Apr 2023 to 10 Jan 2024)
  • [FCA CF] Functions requiring qualifications (3 Apr 2023 to 10 Jan 2024)

No changes recorded yet.