SUCCESSION WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

  Web

  https://www.successionwealth.co.uk

• Complaints Contact

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nigel Chaplin

  IRN NXC00057

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (28 Feb 2014 to 8 Dec 2019)
• Nigel Havelock Featherston

  IRN NHF00005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2022)
  • CF30 Customer (19 Aug 2013 to 8 Dec 2019)
• Nigel Patrick Clarke

  IRN NPC01070

  • [FCA CF] Manager of certification employee (29 Jun 2023 to 1 Mar 2024)
• Nigel Stephen Bull

  IRN NSB00007

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jul 2023)
  • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
• Owen Madlin

  IRN OXM12666

  • [FCA CF] Functions requiring qualifications (22 Sep 2023 to 31 May 2024)
  • [FCA CF] Client dealing (22 Sep 2023 to 31 May 2024)
• Patrick Joseph Brogan

  IRN PJB00004

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 May 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2023)
  • CF30 Customer (10 Mar 2014 to 8 Dec 2019)
• Patrick Simon Ryan

  IRN PSR00012

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Jul 2023)
  • CF30 Customer (12 Jun 2015 to 8 Dec 2019)
• Paul Aaron Langley

  IRN PAL01198

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (26 Apr 2018 to 8 Dec 2019)
• Paul Andrew Chambers

  IRN PAC01371

  • CF30 Customer (26 Mar 2018 to 8 Dec 2019)
• Paul Colin Campion

  IRN PCC01071

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Apr 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Apr 2023)
  • CF30 Customer (19 Aug 2013 to 8 Dec 2019)

No changes recorded yet.