Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Jul 2024)
    • CF30 Customer (since 12 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (since 12 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jul 2023)
    • CF30 Customer (16 Mar 2019 to 7 Jul 2023)
    • (256)Employed By (since 12 Jul 2024)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (22 Sep 2023 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (22 Sep 2023 to 31 May 2024)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (22 Sep 2023 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (22 Sep 2023 to 31 May 2024)
  • OneDome Capital Ltd (no longer approved here)

    FRN 582895

    • (20)Employed By (16 Mar 2019 to 7 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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