Succession Financial Management Limited

• Principal Place of Business

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

  Web

  https://www.successionwealth.co.uk

• Complaints Contact

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alison Sheelagh James

  IRN ASJ01061

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 4 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 4 Sep 2023)
• Alison Walker

  IRN AXW85367

  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
• Alistair David Briggs

  IRN ADB01199

  • [FCA CF] Functions requiring qualifications (7 Nov 2022 to 9 Jul 2024)
  • [FCA CF] Client dealing (7 Nov 2022 to 9 Jul 2024)
• Alistair James Creevy

  IRN AXC00037

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2022)
  • CF30 Customer (21 Dec 2017 to 8 Dec 2019)
• Alister Hugh Mellor

  IRN AHM00002

  • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 9 Sep 2022)
  • [FCA CF] Client dealing (1 Apr 2022 to 9 Sep 2022)
  • CF30 Customer (11 Feb 2014 to 6 Apr 2016)
• Allan Joseph McGoldrick

  IRN AJM01795

  • [FCA CF] Manager of certification employee (since 19 Dec 2023)
• Allen Ward

  IRN AXW15296

  • [FCA CF] Client dealing (29 Jul 2024 to 27 Feb 2026)
  • [FCA CF] Functions requiring qualifications (29 Jul 2024 to 27 Feb 2026)
• Alun Reed

  IRN AXR00715

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 17 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2023)
• Alun Robert Evans

  IRN ARE01030

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2022)
  • CF30 Customer (20 Nov 2017 to 8 Dec 2019)
• Alun Roy Davies

  IRN ARD01098

  • [FCA CF] Functions requiring qualifications (11 Apr 2022 to 1 Jan 2023)
  • [FCA CF] Client dealing (11 Apr 2022 to 1 Jan 2023)
  • CF30 Customer (6 Nov 2014 to 6 Apr 2016)

No changes recorded yet.