Sturgeon Ventures LLP

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FRN: 452811
Date authorised: 1 April 2013
Companies House: OC319614
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

Web

https://www.sturgeonventures.com
Complaints Contact

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Suzanna Ramchandani
IRN SMB01193
- CF30 Customer (since 31 Dec 2024)
- CF4 Partner (AR) (since 31 Dec 2024)
Sven Halvor Landsverk Garas
IRN SHG01042
- CF30 Customer (15 May 2018 to 7 Dec 2021)
Swati Jayadevan
IRN SXJ01156
- CF30 Customer (19 Jun 2009 to 8 Oct 2010)
Swen Denny Robert Nicolaus
IRN SXN01082
- CF30 Customer (6 Dec 2018 to 29 Nov 2019)
Symon Roderick Drake-Brockman
IRN SRD01048
- CF30 Customer (9 Mar 2011 to 1 Oct 2013)
- CF4 Partner (AR) (9 Mar 2011 to 1 Oct 2013)
Tahir Roland Khan-Gandapur
IRN TRK01009
- CF30 Customer (29 Oct 2012 to 28 Feb 2015)
- CF4 Partner (AR) (29 Oct 2012 to 31 Oct 2014)
Tarek AbuZayyad
IRN TXA01054
- CF1 Director (AR) (29 Mar 2017 to 31 Oct 2018)
- CF30 Customer (29 Mar 2017 to 31 Oct 2018)
Terence Freeman
IRN TXF01134
- CF1 Director (AR) (12 Sep 2006 to 28 Nov 2006)
- CF21 Investment Adviser (12 Sep 2006 to 28 Nov 2006)
Terri Amato
IRN TXA01310
- CF4 Partner (AR) (8 Oct 2009 to 2 Dec 2009)
Thembeka Mamba
IRN TXM02086
- CF30 Customer (1 Feb 2023 to 5 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Variable Pitch Limited (no longer appointed)
FRN 785669 · Appointed 1 Aug 2017 · Until 3 Apr 2019
Funding Circle Global Partners Ltd (no longer appointed)
FRN 776245 · Appointed 10 Apr 2017 · Until 16 Jun 2023
D Private Markets Ltd (no longer appointed)
FRN 775327 · Appointed 30 Mar 2017 · Until 7 May 2024
Initial Capital Ltd (no longer appointed)
FRN 774909 · Appointed 24 Mar 2017 · Until 30 Oct 2018 · Tied agent
RockBolt LLP (no longer appointed)
FRN 774912 · Appointed 24 Mar 2017 · Until 22 Apr 2021 · Tied agent
Sandbar Asset Management LLP (no longer appointed)
FRN 772612 · Appointed 27 Feb 2017 · Until 31 May 2018
Verdier & Co. Limited (no longer appointed)
FRN 767507 · Appointed 16 Dec 2016 · Until 28 Feb 2020 · Tied agent
Europa Financial Advisors LLP (no longer appointed)
FRN 624796 · Appointed 29 Nov 2016 · Until 13 Aug 2018
Peiper Capital Ltd (no longer appointed)
FRN 764160 · Appointed 10 Nov 2016 · Until 5 Nov 2019 · Tied agent
OneRagtime Platform Ltd (no longer appointed)
FRN 759731 · Appointed 3 Oct 2016 · Until 2 Jan 2024 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.