Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
-
Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Runs Investment Funds
-
Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Private Investment Funds
-
Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Simon Lovekin
IRN SXL01176
- CF30 Customer (18 Sep 2015 to 17 Oct 2016)
-
Simon Peter John Dunn
IRN SPD01057
- CF30 Customer (8 Dec 2015 to 1 Apr 2020)
-
Simon Watson
IRN SXW00976
- [FCA CF] Client dealing (since 14 Feb 2025)
-
Sohail Malik
IRN SXM02188
- CF1 Director (AR) (21 Apr 2015 to 21 Mar 2016)
- CF30 Customer (21 Apr 2015 to 21 Mar 2016)
-
Sonia Ivonne Schulenburg
IRN SIS01016
- CF1 Director (AR) (17 May 2012 to 19 Dec 2019)
- CF30 Customer (24 Apr 2012 to 19 Dec 2019)
-
Sridhar Aiyangar
IRN SRA01073
- CF2 Non Executive Director (AR) (6 Jun 2013 to 24 Dec 2013)
-
Stefan Christian Cos
IRN SXC01231
- [FCA CF] Client dealing (25 Sep 2024 to 21 Nov 2025)
-
Stephane Francois Oury
IRN SFO01002
- CF30 Customer (3 Aug 2010 to 8 Oct 2010)
-
Stephanie Christelle Hospital
IRN SCH01186
- CF1 Director (AR) (18 Oct 2016 to 31 Dec 2023)
- CF30 Customer (18 Oct 2016 to 31 Dec 2023)
-
Stephen Butler
IRN SXB01579
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
- CF30 Customer (11 May 2018 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Funding Circle Global Partners Ltd (no longer appointed)
FRN 776245 · Appointed 10 Apr 2017 · Until 16 Jun 2023
-
Initial Capital Ltd (no longer appointed)
FRN 774909 · Appointed 24 Mar 2017 · Until 30 Oct 2018 · Tied agent
-
RockBolt LLP (no longer appointed)
FRN 774912 · Appointed 24 Mar 2017 · Until 22 Apr 2021 · Tied agent
-
Sandbar Asset Management LLP (no longer appointed)
FRN 772612 · Appointed 27 Feb 2017 · Until 31 May 2018
-
Verdier & Co. Limited (no longer appointed)
FRN 767507 · Appointed 16 Dec 2016 · Until 28 Feb 2020 · Tied agent
-
Europa Financial Advisors LLP (no longer appointed)
FRN 624796 · Appointed 29 Nov 2016 · Until 13 Aug 2018
-
Peiper Capital Ltd (no longer appointed)
FRN 764160 · Appointed 10 Nov 2016 · Until 5 Nov 2019 · Tied agent
-
OneRagtime Platform Ltd (no longer appointed)
FRN 759731 · Appointed 3 Oct 2016 · Until 2 Jan 2024 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.