Sturgeon Ventures LLP

Watch for changes

FRN: 452811
Date authorised: 1 April 2013
Companies House: OC319614
Last scraped: 2 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

Web

https://www.sturgeonventures.com
Complaints Contact

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

. Theta Investments International Limited
IRN XXT01123
- CF4 Partner (AR) (23 May 2013 to 24 Jun 2014)
Aaron Mustafa
IRN AXM01223
- [FCA CF] Client dealing (5 Aug 2022 to 4 Aug 2023)
- [FCA CF] Material risk taker (5 Aug 2022 to 28 Apr 2023)
Adam Richard Frost
IRN AXF00153
- CF30 Customer (since 11 Mar 2025)
Adolf Kohnhorst
IRN AXK01129
- CF1 Director (AR) (19 May 2010 to 3 Dec 2010)
- CF30 Customer (19 May 2010 to 3 Dec 2010)
Ahmet Dagli
IRN AXD00804
- CF30 Customer (since 18 Sep 2023)
Alan David Cainey
IRN AXC07730
- CF1 Director (AR) (since 29 Nov 2018)
Alan Peter Thomas
IRN APT01028
- CF30 Customer (10 Jul 2009 to 14 Jul 2011)
- CF11 Money Laundering Reporting (10 Jul 2009 to 18 Jan 2010)
- CF21 Investment Adviser (21 Jul 2006 to 7 Jun 2007)
- CF27 Investment Management (21 Jul 2006 to 31 Oct 2007)
Alastair Neil MacLeod
IRN ANM01014
- CF30 Customer (7 Dec 2018 to 11 Feb 2019)
Aleksandr Chikunov
IRN AXC00554
- CF30 Customer (since 5 Dec 2023)
- CF1 Director (AR) (since 5 Dec 2023)
Alex Joseph Murrill
IRN AJM01605
- CF30 Customer (4 Feb 2011 to 21 Dec 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Variable Pitch Limited (no longer appointed)
FRN 785669 · Appointed 1 Aug 2017 · Until 3 Apr 2019
Funding Circle Global Partners Ltd (no longer appointed)
FRN 776245 · Appointed 10 Apr 2017 · Until 16 Jun 2023
D Private Markets Ltd (no longer appointed)
FRN 775327 · Appointed 30 Mar 2017 · Until 7 May 2024
Initial Capital Ltd (no longer appointed)
FRN 774909 · Appointed 24 Mar 2017 · Until 30 Oct 2018 · Tied agent
RockBolt LLP (no longer appointed)
FRN 774912 · Appointed 24 Mar 2017 · Until 22 Apr 2021 · Tied agent
Sandbar Asset Management LLP (no longer appointed)
FRN 772612 · Appointed 27 Feb 2017 · Until 31 May 2018
Verdier & Co. Limited (no longer appointed)
FRN 767507 · Appointed 16 Dec 2016 · Until 28 Feb 2020 · Tied agent
Europa Financial Advisors LLP (no longer appointed)
FRN 624796 · Appointed 29 Nov 2016 · Until 13 Aug 2018
Peiper Capital Ltd (no longer appointed)
FRN 764160 · Appointed 10 Nov 2016 · Until 5 Nov 2019 · Tied agent
OneRagtime Platform Ltd (no longer appointed)
FRN 759731 · Appointed 3 Oct 2016 · Until 2 Jan 2024 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.