Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ray Dillet
IRN RXD01721
- CF30 Customer (21 Jul 2017 to 9 Oct 2017)
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Razvan Frumosu
IRN RXF01103
- CF30 Customer (22 Dec 2014 to 8 Apr 2015)
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Rebecca Jenny Neill
IRN RJF01182
- CF30 Customer (2 Oct 2013 to 26 Nov 2018)
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Redvers James Norrie
IRN RJN01047
- CF30 Customer (2 Dec 2009 to 21 Dec 2011)
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Richard Andrew Sears
IRN RXS01048
- [FCA CF] Client dealing (25 Jun 2024 to 19 Mar 2026)
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Richard Green
IRN RNG01013
- CF30 Customer (3 Dec 2009 to 30 Jun 2010)
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Richard James Michael Peak
IRN RXP01934
- CF1 Director (AR) (25 Mar 2015 to 27 Oct 2015)
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Richard James Morgan
IRN RXM02128
- CF30 Customer (28 Jan 2011 to 2 Mar 2011)
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Richard John Blakesley
IRN RJB01218
- [FCA CF] Client dealing (11 Mar 2022 to 18 Oct 2023)
- [FCA CF] Material risk taker (11 Mar 2022 to 8 Jun 2023)
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Richard John Elliott
IRN RXE00141
- CF1 Director (AR) (26 Jun 2023 to 31 Mar 2023)
- CF30 Customer (26 Jun 2023 to 31 Mar 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Norcliffe Capital Ltd
FRN 826977 · Appointed 26 Nov 2018
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K2Q Capital Limited
FRN 824632 · Appointed 31 Oct 2018
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BioScience Managers UK Ltd
FRN 823533 · Appointed 17 Oct 2018 · Tied agent
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Cardean Bell Ltd
FRN 793717 · Appointed 9 Nov 2017 · Tied agent
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ONE Luxury Group Advisers LLP
FRN 708249 · Appointed 19 Apr 2017
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MFW-Multi Family Wealth Ltd
FRN 734573 · Appointed 29 Jan 2016
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DC Advisors Ltd
FRN 709970 · Appointed 13 Jul 2015 · Tied agent
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CFX Risk Management Ltd
FRN 661264 · Appointed 19 Dec 2014 · Tied agent
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5CL Ltd
FRN 629576 · Appointed 4 Aug 2014
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Special Debt Situations Ltd
FRN 609526 · Appointed 1 Nov 2013 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.