Richard James Morgan

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M & L Capital Management Limited

    FRN 672181

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (17 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (17 Sep 2015 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (28 Jan 2011 to 2 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.