Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Dipesh Mehta
IRN DXM02026
- CF30 Customer (20 Apr 2017 to 16 Jun 2023)
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Dishang Patel
IRN DXP02108
- CF4 Partner (AR) (21 Aug 2015 to 4 Sep 2017)
- CF30 Customer (21 Aug 2015 to 4 Sep 2017)
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Dominic Charles Field
IRN DCF01013
- CF30 Customer (17 Nov 2016 to 6 Nov 2019)
- CF1 Director (AR) (17 Nov 2016 to 6 Nov 2019)
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Dominick Edward Peasley
IRN DEP01051
- CF30 Customer (27 Mar 2018 to 14 Dec 2021)
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Douglas Alexander Shaw
IRN DAS01123
- CF1 Director (AR) (20 Apr 2015 to 21 Mar 2016)
- CF30 Customer (16 Dec 2014 to 5 Jan 2015)
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Edward Alastair Matthews
IRN EAM01049
- CF30 Customer (12 Jan 2015 to 26 Feb 2021)
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Edward Francis James Nissen
IRN EFN00004
- CF30 Customer (19 Dec 2023 to 30 Sep 2024)
- CF4 Partner (AR) (19 Dec 2023 to 30 Sep 2024)
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Edward Fraser
IRN EXF01124
- CF4 Partner (AR) (since 13 Dec 2025)
- CF30 Customer (since 13 Dec 2025)
- [FCA CF] Client dealing (since 18 Jan 2022)
- [FCA CF] Material risk taker (18 Jan 2022 to 30 Aug 2023)
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Edward John Macdonald Amies
IRN EJA01051
- CF4 Partner (AR) (2 Jul 2014 to 1 Feb 2016)
- CF30 Customer (2 Jul 2014 to 1 Feb 2016)
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Edward Richard Wethered
IRN ERW01014
- CF1 Director (AR) (21 Oct 2009 to 30 Apr 2010)
- CF30 Customer (21 Oct 2009 to 30 Apr 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Norcliffe Capital Ltd
FRN 826977 · Appointed 26 Nov 2018
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K2Q Capital Limited
FRN 824632 · Appointed 31 Oct 2018
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BioScience Managers UK Ltd
FRN 823533 · Appointed 17 Oct 2018 · Tied agent
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Cardean Bell Ltd
FRN 793717 · Appointed 9 Nov 2017 · Tied agent
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ONE Luxury Group Advisers LLP
FRN 708249 · Appointed 19 Apr 2017
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MFW-Multi Family Wealth Ltd
FRN 734573 · Appointed 29 Jan 2016
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DC Advisors Ltd
FRN 709970 · Appointed 13 Jul 2015 · Tied agent
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CFX Risk Management Ltd
FRN 661264 · Appointed 19 Dec 2014 · Tied agent
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5CL Ltd
FRN 629576 · Appointed 4 Aug 2014
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Special Debt Situations Ltd
FRN 609526 · Appointed 1 Nov 2013 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.