Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael John Cowley
IRN MJC01367
- CF4 Partner (AR) (10 Mar 2017 to 30 May 2018)
- CF30 Customer (8 Jun 2011 to 24 Dec 2011)
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Michael John Ware
IRN MXW00677
- CF30 Customer (since 2 Feb 2023)
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Michael Joseph O'Neil
IRN MXO00227
- CF1 Director (AR) (since 14 Mar 2023)
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Michael Norman Mabbutt
IRN MXM01578
- CF30 Customer (22 Sep 2016 to 18 Dec 2017)
- CF4 Partner (AR) (22 Sep 2016 to 18 Dec 2017)
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Michael Pleta Raber
IRN MPR01075
- CF30 Customer (14 Dec 2007 to 24 Feb 2009)
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Michael Scott Vos
IRN MXV29039
- CF1 Director (AR) (24 Feb 2020 to 7 Jun 2021)
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Michel De Pinto
IRN MXD02101
- CF4 Partner (AR) (7 Nov 2012 to 30 Sep 2014)
- CF30 Customer (7 Nov 2012 to 30 Sep 2014)
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Michelle Ashworth
IRN MXA01461
- CF30 Customer (6 Aug 2021 to 22 Sep 2022)
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Mikael Claude Pascal CHAPEL
IRN MXC00902
- CF1 Director (AR) (14 Feb 2025 to 12 Dec 2025)
- CF30 Customer (1 Feb 2023 to 12 Dec 2025)
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Modwenna Vivien Hornby Rees-Mogg
IRN MXR01360
- CF1 Director (AR) (7 Aug 2015 to 20 Feb 2017)
- CF30 Customer (7 Aug 2015 to 20 Feb 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Lynceus Partners UK Limited
FRN 999114 · Appointed 5 Jul 2023
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Roco Capital Limited
FRN 998979 · Appointed 3 Jul 2023
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KAYNE ANDERSON CAPITAL ADVISORS UK LTD
FRN 993191 · Appointed 10 Mar 2023
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Green Giraffe (GGEB) UK Limited
FRN 990891 · Appointed 30 Jan 2023
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Boost Capital Partners Limited
FRN 990212 · Appointed 18 Jan 2023
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Centersquare Investment Advisors UK Ltd
FRN 982754 · Appointed 7 Sep 2022
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TITAN ALTERNATIVES LIMITED
FRN 974252 · Appointed 19 Apr 2022
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Research Tree Limited
FRN 735919 · Appointed 7 Oct 2019
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Altero Capital UK Ltd
FRN 911598 · Appointed 24 Jul 2019 · Tied agent
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Carolon Capital UK Limited
FRN 831932 · Appointed 25 Jan 2019 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.