Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. Theta Investments International Limited
IRN XXT01123
- CF4 Partner (AR) (23 May 2013 to 24 Jun 2014)
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Aaron Mustafa
IRN AXM01223
- [FCA CF] Client dealing (5 Aug 2022 to 4 Aug 2023)
- [FCA CF] Material risk taker (5 Aug 2022 to 28 Apr 2023)
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Adam Richard Frost
IRN AXF00153
- CF30 Customer (since 11 Mar 2025)
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Adolf Kohnhorst
IRN AXK01129
- CF1 Director (AR) (19 May 2010 to 3 Dec 2010)
- CF30 Customer (19 May 2010 to 3 Dec 2010)
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Ahmet Dagli
IRN AXD00804
- CF30 Customer (since 18 Sep 2023)
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Alan David Cainey
IRN AXC07730
- CF1 Director (AR) (since 29 Nov 2018)
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Alan Peter Thomas
IRN APT01028
- CF30 Customer (10 Jul 2009 to 14 Jul 2011)
- CF11 Money Laundering Reporting (10 Jul 2009 to 18 Jan 2010)
- CF21 Investment Adviser (21 Jul 2006 to 7 Jun 2007)
- CF27 Investment Management (21 Jul 2006 to 31 Oct 2007)
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Alastair Neil MacLeod
IRN ANM01014
- CF30 Customer (7 Dec 2018 to 11 Feb 2019)
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Aleksandr Chikunov
IRN AXC00554
- CF30 Customer (since 5 Dec 2023)
- CF1 Director (AR) (since 5 Dec 2023)
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Alex Joseph Murrill
IRN AJM01605
- CF30 Customer (4 Feb 2011 to 21 Dec 2011)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Lynceus Partners UK Limited
FRN 999114 · Appointed 5 Jul 2023
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Roco Capital Limited
FRN 998979 · Appointed 3 Jul 2023
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KAYNE ANDERSON CAPITAL ADVISORS UK LTD
FRN 993191 · Appointed 10 Mar 2023
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Green Giraffe (GGEB) UK Limited
FRN 990891 · Appointed 30 Jan 2023
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Boost Capital Partners Limited
FRN 990212 · Appointed 18 Jan 2023
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Centersquare Investment Advisors UK Ltd
FRN 982754 · Appointed 7 Sep 2022
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TITAN ALTERNATIVES LIMITED
FRN 974252 · Appointed 19 Apr 2022
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Research Tree Limited
FRN 735919 · Appointed 7 Oct 2019
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Altero Capital UK Ltd
FRN 911598 · Appointed 24 Jul 2019 · Tied agent
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Carolon Capital UK Limited
FRN 831932 · Appointed 25 Jan 2019 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.