Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ronald Anthony Thean Yat Ooi
IRN RAO01053
- CF1 Director (AR) (30 Sep 2015 to 17 Oct 2016)
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Ross Hamilton Phillpotts
IRN RHP01027
- CF30 Customer (25 Jan 2016 to 17 Oct 2016)
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Rudy Johan Angele Spaey
IRN RJS01371
- CF4 Partner (AR) (6 Jun 2012 to 10 Dec 2012)
- CF30 Customer (3 May 2012 to 10 Dec 2012)
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Rupert Anthony Winckler
IRN RAW01150
- CF30 Customer (24 Jun 2017 to 15 Mar 2018)
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Russ Howard Bubley
IRN RHB01041
- CF1 Director (AR) (22 Jul 2014 to 2 Jul 2023)
- CF30 Customer (22 Jul 2014 to 2 Jul 2023)
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Russell Bristow Harless
IRN RBH01064
- CF30 Customer (7 Apr 2020 to 2 Nov 2023)
- CF1 Director (AR) (7 Apr 2020 to 4 May 2023)
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Sachin Atulkumar Patel
IRN SAP01093
- CF1 Director (AR) (28 Apr 2017 to 1 Aug 2022)
- CF30 Customer (28 Apr 2017 to 1 Aug 2022)
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Samuel Robert Uwins
IRN SXU00060
- CF1 Director (AR) (since 13 Feb 2024)
- CF30 Customer (since 13 Feb 2024)
- [FCA CF] Client dealing (4 Dec 2023 to 1 Mar 2024)
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Sanjay Wadhwani
IRN SXW01325
- CF1 Director (AR) (27 Jun 2012 to 27 Feb 2014)
- CF3 Chief Executive (AR) (27 Jun 2012 to 27 Feb 2014)
- CF30 Customer (15 May 2012 to 4 Mar 2015)
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Santiago Carlos Ignacio Izaguirre
IRN SCI01008
- CF30 Customer (7 Jan 2020 to 11 Dec 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Orlanna Capital Management & Advisory LLP
FRN 1020290 · Appointed 31 Dec 2024
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Quark Financial Ltd
FRN 1016851 · Appointed 27 Aug 2024
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Harris Williams Private Capital Advisory LTD
FRN 920182 · Appointed 23 Jul 2024
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Cambridge Agritech Capital Limited
FRN 1010470 · Appointed 15 Apr 2024
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Bridewell Partners Limited
FRN 1009682 · Appointed 29 Feb 2024
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Upside VC Limited
FRN 1007247 · Appointed 13 Feb 2024
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Azarine Limited
FRN 1005213 · Appointed 7 Dec 2023
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Ecopragma Capital LLP
FRN 1003854 · Appointed 17 Nov 2023
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VanEck Securities UK Limited
FRN 1002854 · Appointed 18 Sep 2023
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Verb Management Limited
FRN 1000460 · Appointed 12 Sep 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.