Sturgeon Ventures LLP

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FRN: 452811
Date authorised: 1 April 2013
Companies House: OC319614
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

Web

https://www.sturgeonventures.com
Complaints Contact

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Benoit Renon
IRN RXB02033
- CF30 Customer (11 May 2010 to 8 Oct 2010)
Bhavik Tailor
IRN BXT01161
- CF30 Customer (18 Nov 2010 to 14 Mar 2011)
Brent Gibbens Spiller
IRN BGS01045
- CF1 Director (AR) (4 Dec 2009 to 12 Jul 2010)
- CF30 Customer (4 Dec 2009 to 12 Jul 2010)
Brett Sean Stewart
IRN BSS01048
- CF30 Customer (1 Feb 2010 to 8 Oct 2010)
Brett Stuart Powell Williams
IRN BSW00003
- CF4 Partner (AR) (8 Nov 2012 to 31 Jan 2014)
Brian Jeffery DeFee
IRN BXD00026
- CF30 Customer (13 Nov 2020 to 22 Sep 2022)
Brian O'Donohue
IRN BXO01233
- CF30 Customer (16 Dec 2022 to 5 May 2023)
Bruce Malcolm Gordon
IRN XXG01051
- CF1 Director (AR) (5 Mar 2009 to 31 Mar 2015)
- CF30 Customer (5 Mar 2009 to 31 Mar 2015)
Byron Jason Arthur Woodmansee
IRN BJW01111
- CF1 Director (AR) (21 Feb 2013 to 4 Jan 2017)
- CF30 Customer (21 Feb 2013 to 4 Jan 2017)
Carl Martin Borcher
IRN CMB01184
- CF30 Customer (7 Sep 2009 to 8 Oct 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Alcor Capital Management LLP (no longer appointed)
FRN 526575 · Appointed 25 Jun 2010 · Until 31 Jul 2012 · Tied agent
Sequoia Investment Management Company Limited (no longer appointed)
FRN 524313 · Appointed 19 May 2010 · Until 3 Dec 2010
Harris Williams & Co Limited (no longer appointed)
FRN 513483 · Appointed 27 Nov 2009 · Until 21 Dec 2011
HCM (UK) Limited (no longer appointed)
FRN 509812 · Appointed 13 Oct 2009 · Until 30 Apr 2010
Venn Partners LLP (no longer appointed)
FRN 509499 · Appointed 8 Oct 2009 · Until 4 Aug 2010
Venture Capital Partners Ltd (no longer appointed)
FRN 506316 · Appointed 2 Sep 2009 · Until 29 Dec 2010
Thames Valley Capital Limited (no longer appointed)
FRN 496894 · Appointed 26 Feb 2009 · Until 1 Apr 2015
Wimmer Financial LLP (no longer appointed)
FRN 478796 · Appointed 30 Jan 2009 · Until 27 Aug 2015 · Tied agent
SP Investments UK Limited (no longer appointed)
FRN 495030 · Appointed 21 Jan 2009 · Until 20 Sep 2009
Illiquidx Ltd (no longer appointed)
FRN 465907 · Appointed 16 Jan 2009 · Until 10 Mar 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.