Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ronald Anthony Thean Yat Ooi

  IRN RAO01053

  • CF1 Director (AR) (30 Sep 2015 to 17 Oct 2016)
• Ross Hamilton Phillpotts

  IRN RHP01027

  • CF30 Customer (25 Jan 2016 to 17 Oct 2016)
• Rudy Johan Angele Spaey

  IRN RJS01371

  • CF4 Partner (AR) (6 Jun 2012 to 10 Dec 2012)
  • CF30 Customer (3 May 2012 to 10 Dec 2012)
• Rupert Anthony Winckler

  IRN RAW01150

  • CF30 Customer (24 Jun 2017 to 15 Mar 2018)
• Russ Howard Bubley

  IRN RHB01041

  • CF1 Director (AR) (22 Jul 2014 to 2 Jul 2023)
  • CF30 Customer (22 Jul 2014 to 2 Jul 2023)
• Russell Bristow Harless

  IRN RBH01064

  • CF30 Customer (7 Apr 2020 to 2 Nov 2023)
  • CF1 Director (AR) (7 Apr 2020 to 4 May 2023)
• Sachin Atulkumar Patel

  IRN SAP01093

  • CF1 Director (AR) (28 Apr 2017 to 1 Aug 2022)
  • CF30 Customer (28 Apr 2017 to 1 Aug 2022)
• Samuel Robert Uwins

  IRN SXU00060

  • CF1 Director (AR) (since 13 Feb 2024)
  • CF30 Customer (since 13 Feb 2024)
  • [FCA CF] Client dealing (4 Dec 2023 to 1 Mar 2024)
• Sanjay Wadhwani

  IRN SXW01325

  • CF1 Director (AR) (27 Jun 2012 to 27 Feb 2014)
  • CF3 Chief Executive (AR) (27 Jun 2012 to 27 Feb 2014)
  • CF30 Customer (15 May 2012 to 4 Mar 2015)
• Santiago Carlos Ignacio Izaguirre

  IRN SCI01008

  • CF30 Customer (7 Jan 2020 to 11 Dec 2023)

• Alcor Capital Management LLP (no longer appointed)

  FRN 526575 · Appointed 25 Jun 2010 · Until 31 Jul 2012 · Tied agent

• Sequoia Investment Management Company Limited (no longer appointed)

  FRN 524313 · Appointed 19 May 2010 · Until 3 Dec 2010

• Harris Williams & Co Limited (no longer appointed)

  FRN 513483 · Appointed 27 Nov 2009 · Until 21 Dec 2011

• HCM (UK) Limited (no longer appointed)

  FRN 509812 · Appointed 13 Oct 2009 · Until 30 Apr 2010

• Venn Partners LLP (no longer appointed)

  FRN 509499 · Appointed 8 Oct 2009 · Until 4 Aug 2010

• Venture Capital Partners Ltd (no longer appointed)

  FRN 506316 · Appointed 2 Sep 2009 · Until 29 Dec 2010

• Thames Valley Capital Limited (no longer appointed)

  FRN 496894 · Appointed 26 Feb 2009 · Until 1 Apr 2015

• Wimmer Financial LLP (no longer appointed)

  FRN 478796 · Appointed 30 Jan 2009 · Until 27 Aug 2015 · Tied agent

• SP Investments UK Limited (no longer appointed)

  FRN 495030 · Appointed 21 Jan 2009 · Until 20 Sep 2009

• Illiquidx Ltd (no longer appointed)

  FRN 465907 · Appointed 16 Jan 2009 · Until 10 Mar 2009

No changes recorded yet.