Sturgeon Ventures LLP

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FRN: 452811
Date authorised: 1 April 2013
Companies House: OC319614
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

Web

https://www.sturgeonventures.com
Complaints Contact

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Christopher Stephen Antony Green
IRN CSG01068
- CF1 Director (AR) (27 Apr 2017 to 11 Mar 2020)
- CF30 Customer (27 Apr 2017 to 21 Mar 2018)
Christopher Thomas Fawcus Crawford
IRN CTC01009
- CF30 Customer (10 Dec 2007 to 24 Feb 2009)
Clare Elizabeth Terlouw
IRN CEB01076
- CF30 Customer (7 Oct 2013 to 14 Jan 2014)
Clement Weber
IRN CXW00535
- CF30 Customer (since 8 Mar 2023)
- CF1 Director (AR) (since 8 Mar 2023)
Clifford Gary Fluet
IRN CGF01037
- CF30 Customer (since 16 Sep 2014)
- CF1 Director (AR) (since 16 Sep 2014)
Clive James Snowdon
IRN CJS01141
- CF1 Director (AR) (14 Jul 2014 to 9 Sep 2015)
- CF30 Customer (14 Jul 2014 to 9 Sep 2015)
Colin James Brown
IRN CJB01450
- CF1 Director (AR) (12 Mar 2015 to 4 Nov 2020)
- CF30 Customer (12 Mar 2015 to 4 Nov 2020)
Coomarassen Jason Rungasamy
IRN CJR00007
- CF30 Customer (21 Apr 2022 to 31 May 2025)
- CF1 Director (AR) (21 Apr 2022 to 31 May 2025)
Craig Lowrey
IRN CXL01154
- CF30 Customer (4 Nov 2008 to 28 May 2009)
Cutler Cochran Trowbridge Cook
IRN CCC01079
- CF30 Customer (30 May 2019 to 24 Aug 2020)
- CF1 Director (AR) (30 May 2019 to 24 Aug 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Alcor Capital Management LLP (no longer appointed)
FRN 526575 · Appointed 25 Jun 2010 · Until 31 Jul 2012 · Tied agent
Sequoia Investment Management Company Limited (no longer appointed)
FRN 524313 · Appointed 19 May 2010 · Until 3 Dec 2010
Harris Williams & Co Limited (no longer appointed)
FRN 513483 · Appointed 27 Nov 2009 · Until 21 Dec 2011
HCM (UK) Limited (no longer appointed)
FRN 509812 · Appointed 13 Oct 2009 · Until 30 Apr 2010
Venn Partners LLP (no longer appointed)
FRN 509499 · Appointed 8 Oct 2009 · Until 4 Aug 2010
Venture Capital Partners Ltd (no longer appointed)
FRN 506316 · Appointed 2 Sep 2009 · Until 29 Dec 2010
Thames Valley Capital Limited (no longer appointed)
FRN 496894 · Appointed 26 Feb 2009 · Until 1 Apr 2015
Wimmer Financial LLP (no longer appointed)
FRN 478796 · Appointed 30 Jan 2009 · Until 27 Aug 2015 · Tied agent
SP Investments UK Limited (no longer appointed)
FRN 495030 · Appointed 21 Jan 2009 · Until 20 Sep 2009
Illiquidx Ltd (no longer appointed)
FRN 465907 · Appointed 16 Jan 2009 · Until 10 Mar 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.