Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Theta Investments International Limited

  IRN XXT01123

  • CF4 Partner (AR) (23 May 2013 to 24 Jun 2014)
• Aaron Mustafa

  IRN AXM01223

  • [FCA CF] Client dealing (5 Aug 2022 to 4 Aug 2023)
  • [FCA CF] Material risk taker (5 Aug 2022 to 28 Apr 2023)
• Adam Richard Frost

  IRN AXF00153

  • CF30 Customer (since 11 Mar 2025)
• Adolf Kohnhorst

  IRN AXK01129

  • CF1 Director (AR) (19 May 2010 to 3 Dec 2010)
  • CF30 Customer (19 May 2010 to 3 Dec 2010)
• Ahmet Dagli

  IRN AXD00804

  • CF30 Customer (since 18 Sep 2023)
• Alan David Cainey

  IRN AXC07730

  • CF1 Director (AR) (since 29 Nov 2018)
• Alan Peter Thomas

  IRN APT01028

  • CF30 Customer (10 Jul 2009 to 14 Jul 2011)
  • CF11 Money Laundering Reporting (10 Jul 2009 to 18 Jan 2010)
  • CF21 Investment Adviser (21 Jul 2006 to 7 Jun 2007)
  • CF27 Investment Management (21 Jul 2006 to 31 Oct 2007)
• Alastair Neil MacLeod

  IRN ANM01014

  • CF30 Customer (7 Dec 2018 to 11 Feb 2019)
• Aleksandr Chikunov

  IRN AXC00554

  • CF30 Customer (since 5 Dec 2023)
  • CF1 Director (AR) (since 5 Dec 2023)
• Alex Joseph Murrill

  IRN AJM01605

  • CF30 Customer (4 Feb 2011 to 21 Dec 2011)

• M C Squared Global Investors LLP (no longer appointed)

  FRN 552492 · Appointed 1 Jun 2011 · Until 21 Dec 2011

• Park Lane Capital Advisory Limited (no longer appointed)

  FRN 550232 · Appointed 9 May 2011 · Until 29 Jan 2018

• Drona Capital Ltd (no longer appointed)

  FRN 543120 · Appointed 15 Mar 2011 · Until 21 Oct 2011

• Arbitrade Limited (no longer appointed)

  FRN 543122 · Appointed 15 Mar 2011 · Until 2 Nov 2011

• Pakenham Partners Limited (no longer appointed)

  FRN 542094 · Appointed 24 Feb 2011 · Until 15 Jan 2021 · Tied agent

• Pemberton Capital Advisors LLP (no longer appointed)

  FRN 541791 · Appointed 18 Feb 2011 · Until 1 Oct 2013

• Susan Johns LLP (no longer appointed)

  FRN 541626 · Appointed 16 Feb 2011 · Until 30 Jun 2011

• Sarum Capital LLP (no longer appointed)

  FRN 536218 · Appointed 19 Nov 2010 · Until 15 Jul 2016

• Ballance Advisors UK Limited (no longer appointed)

  FRN 536221 · Appointed 19 Nov 2010 · Until 14 Mar 2011

• Horizon Properties Capital Limited (no longer appointed)

  FRN 528676 · Appointed 28 Jul 2010 · Until 21 Apr 2011

No changes recorded yet.